Articles Posted in Securities and Exchange Commission (SEC)

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President Trump campaigned on the promise to make the United States the “crypto capital” of the world. In his first days in office, he took steps to advance that goal, including by signing an executive order designed to support the U.S. crypto industry and appointing senior officials who support crypto. President Trump has also begun to roll back certain aspects of the Biden administration’s crypto regulatory and enforcement policies and indicated that his administration will attempt to implement a clear regulatory framework for the crypto industry.

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Over the last several years, enforcement authorities including the U.S. Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have aggressively pursued corporate misconduct, particularly in the areas of cybersecurity, artificial intelligence, financial fraud, corruption and sanctions. As a result, public and private companies, as well as their boards, have faced—and continue to face—increasingly complex compliance obligations. In a recent article for Governance Intelligence, colleagues David Oliwenstein, Tony Phillips and Adam Goldberg provide insights on notable DOJ and SEC enforcement trends, what boards need to know, and recommendations on how to mitigate the risk of government investigations.